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#alternate Edit this page Wikipedia (en) Goedel's incompleteness theorems From Wikipedia, the free encyclopedia This is the latest accepted revision, reviewed on 23 December 2022. Jump to navigation Jump to search Limitative results in mathematical logic "Bew" redirects here. For other uses, see Bew (disambiguation). Goedel's incompleteness theorems are two theorems of mathematical logic that are concerned with the limits of provability in formal axiomatic theories. These results, published by Kurt Goedel in 1931, are important both in mathematical logic and in the philosophy of mathematics. The theorems are widely, but not universally, interpreted as showing that Hilbert's program to find a complete and consistent set of axioms for all mathematics is impossible. The first incompleteness theorem states that no consistent system of axioms whose theorems can be listed by an effective procedure (i.e., an algorithm) is capable of proving all truths about the arithmetic of natural numbers. For any such consistent formal system, there will always be statements about natural numbers that are true, but that are unprovable within the system. The second incompleteness theorem, an extension of the first, shows that the system cannot demonstrate its own consistency. Employing a diagonal argument, Goedel's incompleteness theorems were the first of several closely related theorems on the limitations of formal systems. They were followed by Tarski's undefinability theorem on the formal undefinability of truth, Church's proof that Hilbert's Entscheidungsproblem is unsolvable, and Turing's theorem that there is no algorithm to solve the halting problem. [ ] Contents * 1 Formal systems: completeness, consistency, and effective axiomatization + 1.1 Effective axiomatization + 1.2 Completeness + 1.3 Consistency + 1.4 Systems which contain arithmetic + 1.5 Conflicting goals * 2 First incompleteness theorem + 2.1 Syntactic form of the Goedel sentence + 2.2 Truth of the Goedel sentence + 2.3 Relationship with the liar paradox + 2.4 Extensions of Goedel's original result * 3 Second incompleteness theorem + 3.1 Expressing consistency + 3.2 The Hilbert-Bernays conditions + 3.3 Implications for consistency proofs * 4 Examples of undecidable statements + 4.1 Undecidable statements provable in larger systems * 5 Relationship with computability * 6 Proof sketch for the first theorem + 6.1 Arithmetization of syntax + 6.2 Construction of a statement about "provability" + 6.3 Diagonalization + 6.4 Proof via Berry's paradox + 6.5 Computer verified proofs * 7 Proof sketch for the second theorem * 8 Discussion and implications + 8.1 Consequences for logicism and Hilbert's second problem + 8.2 Minds and machines + 8.3 Paraconsistent logic + 8.4 Appeals to the incompleteness theorems in other fields * 9 History + 9.1 Announcement + 9.2 Generalization and acceptance + 9.3 Criticisms o 9.3.1 Finsler o 9.3.2 Zermelo o 9.3.3 Wittgenstein * 10 See also * 11 References + 11.1 Citations + 11.2 Articles by Goedel + 11.3 Translations, during his lifetime, of Goedel's paper into English + 11.4 Articles by others + 11.5 Books about the theorems + 11.6 Miscellaneous references * 12 External links Formal systems: completeness, consistency, and effective axiomatization[edit] The incompleteness theorems apply to formal systems that are of sufficient complexity to express the basic arithmetic of the natural numbers and which are consistent and effectively axiomatized. Particularly in the context of first-order logic, formal systems are also called formal theories. In general, a formal system is a deductive apparatus that consists of a particular set of axioms along with rules of symbolic manipulation (or rules of inference) that allow for the derivation of new theorems from the axioms. One example of such a system is first-order Peano arithmetic, a system in which all variables are intended to denote natural numbers. In other systems, such as set theory, only some sentences of the formal system express statements about the natural numbers. The incompleteness theorems are about formal provability within these systems, rather than about "provability" in an informal sense. There are several properties that a formal system may have, including completeness, consistency, and the existence of an effective axiomatization. The incompleteness theorems show that systems which contain a sufficient amount of arithmetic cannot possess all three of these properties. Effective axiomatization[edit] A formal system is said to be effectively axiomatized (also called effectively generated) if its set of theorems is a recursively enumerable set (Franzen 2005, p. 112). This means that there is a computer program that, in principle, could enumerate all the theorems of the system without listing any statements that are not theorems. Examples of effectively generated theories include Peano arithmetic and Zermelo-Fraenkel set theory (ZFC). The theory known as true arithmetic consists of all true statements about the standard integers in the language of Peano arithmetic. This theory is consistent and complete, and contains a sufficient amount of arithmetic. However it does not have a recursively enumerable set of axioms, and thus does not satisfy the hypotheses of the incompleteness theorems. Completeness[edit] A set of axioms is (syntactically, or negation-) complete if, for any statement in the axioms' language, that statement or its negation is provable from the axioms (Smith 2007, p. 24). This is the notion relevant for Goedel's first Incompleteness theorem. It is not to be confused with semantic completeness, which means that the set of axioms proves all the semantic tautologies of the given language. In his completeness theorem (not to be confused with the incompleteness theorems described here), Goedel proved that first order logic is semantically complete. But it is not syntactically complete, since there are sentences expressible in the language of first order logic that can be neither proved nor disproved from the axioms of logic alone. In a system of mathematics, thinkers such as Hilbert had believed that it is just a matter of time to find such an axiomatization that would allow one to either prove or disprove (by proving its negation) each and every mathematical formula. A formal system might be syntactically incomplete by design, as logics generally are. Or it may be incomplete simply because not all the necessary axioms have been discovered or included. For example, Euclidean geometry without the parallel postulate is incomplete, because some statements in the language (such as the parallel postulate itself) can not be proved from the remaining axioms. Similarly, the theory of dense linear orders is not complete, but becomes complete with an extra axiom stating that there are no endpoints in the order. The continuum hypothesis is a statement in the language of ZFC that is not provable within ZFC, so ZFC is not complete. In this case, there is no obvious candidate for a new axiom that resolves the issue. The theory of first order Peano arithmetic seems to be consistent. Assuming this is indeed the case, note that it has an infinite but recursively enumerable set of axioms, and can encode enough arithmetic for the hypotheses of the incompleteness theorem. Thus by the first incompleteness theorem, Peano Arithmetic is not complete. The theorem gives an explicit example of a statement of arithmetic that is neither provable nor disprovable in Peano's arithmetic. Moreover, this statement is true in the usual model. In addition, no effectively axiomatized, consistent extension of Peano arithmetic can be complete. Consistency[edit] A set of axioms is (simply) consistent if there is no statement such that both the statement and its negation are provable from the axioms, and inconsistent otherwise. That is to say, a consistent axiomatic system is one that is free from contradiction. Peano arithmetic is provably consistent from ZFC, but not from within itself. Similarly, ZFC is not provably consistent from within itself, but ZFC + "there exists an inaccessible cardinal" proves ZFC is consistent because if k is the least such cardinal, then V[k] sitting inside the von Neumann universe is a model of ZFC, and a theory is consistent if and only if it has a model. If one takes all statements in the language of Peano arithmetic as axioms, then this theory is complete, has a recursively enumerable set of axioms, and can describe addition and multiplication. However, it is not consistent. Additional examples of inconsistent theories arise from the paradoxes that result when the axiom schema of unrestricted comprehension is assumed in set theory. Systems which contain arithmetic[edit] The incompleteness theorems apply only to formal systems which are able to prove a sufficient collection of facts about the natural numbers. One sufficient collection is the set of theorems of Robinson arithmetic Q. Some systems, such as Peano arithmetic, can directly express statements about natural numbers. Others, such as ZFC set theory, are able to interpret statements about natural numbers into their language. Either of these options is appropriate for the incompleteness theorems. The theory of algebraically closed fields of a given characteristic is complete, consistent, and has an infinite but recursively enumerable set of axioms. However it is not possible to encode the integers into this theory, and the theory cannot describe arithmetic of integers. A similar example is the theory of real closed fields, which is essentially equivalent to Tarski's axioms for Euclidean geometry. So Euclidean geometry itself (in Tarski's formulation) is an example of a complete, consistent, effectively axiomatized theory. The system of Presburger arithmetic consists of a set of axioms for the natural numbers with just the addition operation (multiplication is omitted). Presburger arithmetic is complete, consistent, and recursively enumerable and can encode addition but not multiplication of natural numbers, showing that for Goedel's theorems one needs the theory to encode not just addition but also multiplication. Dan Willard (2001) has studied some weak families of arithmetic systems which allow enough arithmetic as relations to formalise Goedel numbering, but which are not strong enough to have multiplication as a function, and so fail to prove the second incompleteness theorem; that is to say, these systems are consistent and capable of proving their own consistency (see self-verifying theories). Conflicting goals[edit] In choosing a set of axioms, one goal is to be able to prove as many correct results as possible, without proving any incorrect results. For example, we could imagine a set of true axioms which allow us to prove every true arithmetical claim about the natural numbers (Smith 2007, p. 2). In the standard system of first-order logic, an inconsistent set of axioms will prove every statement in its language (this is sometimes called the principle of explosion), and is thus automatically complete. A set of axioms that is both complete and consistent, however, proves a maximal set of non-contradictory theorems (Hinman 2005, p. 143) harv error: no target: CITEREFHinman2005 (help). The pattern illustrated in the previous sections with Peano arithmetic, ZFC, and ZFC + "there exists an inaccessible cardinal" cannot generally be broken. Here ZFC + "there exists an inaccessible cardinal" cannot from itself, be proved consistent. It is also not complete, as illustrated by the continuum hypothesis, which is unresolvable^[1] in ZFC + "there exists an inaccessible cardinal". The first incompleteness theorem shows that, in formal systems that can express basic arithmetic, a complete and consistent finite list of axioms can never be created: each time an additional, consistent statement is added as an axiom, there are other true statements that still cannot be proved, even with the new axiom. If an axiom is ever added that makes the system complete, it does so at the cost of making the system inconsistent. It is not even possible for an infinite list of axioms to be complete, consistent, and effectively axiomatized. First incompleteness theorem[edit] See also: Proof sketch for Goedel's first incompleteness theorem Goedel's first incompleteness theorem first appeared as "Theorem VI" in Goedel's 1931 paper "On Formally Undecidable Propositions of Principia Mathematica and Related Systems I". The hypotheses of the theorem were improved shortly thereafter by J. Barkley Rosser (1936) using Rosser's trick. The resulting theorem (incorporating Rosser's improvement) may be paraphrased in English as follows, where "formal system" includes the assumption that the system is effectively generated. First Incompleteness Theorem: "Any consistent formal system F within which a certain amount of elementary arithmetic can be carried out is incomplete; i.e., there are statements of the language of F which can neither be proved nor disproved in F." (Raatikainen 2020) The unprovable statement G[F] referred to by the theorem is often referred to as "the Goedel sentence" for the system F. The proof constructs a particular Goedel sentence for the system F, but there are infinitely many statements in the language of the system that share the same properties, such as the conjunction of the Goedel sentence and any logically valid sentence. Each effectively generated system has its own Goedel sentence. It is possible to define a larger system F' that contains the whole of F plus G[F] as an additional axiom. This will not result in a complete system, because Goedel's theorem will also apply to F', and thus F' also cannot be complete. In this case, G[F] is indeed a theorem in F', because it is an axiom. Because G[F] states only that it is not provable in F, no contradiction is presented by its provability within F'. However, because the incompleteness theorem applies to F', there will be a new Goedel statement G[F'] for F', showing that F' is also incomplete. G[F']will differ from G[F] in that G[F'] will refer to F', rather than F. Syntactic form of the Goedel sentence[edit] The Goedel sentence is designed to refer, indirectly, to itself. The sentence states that, when a particular sequence of steps is used to construct another sentence, that constructed sentence will not be provable in F. However, the sequence of steps is such that the constructed sentence turns out to be G[F] itself. In this way, the Goedel sentence G[F] indirectly states its own unprovability within F (Smith 2007, p. 135). To prove the first incompleteness theorem, Goedel demonstrated that the notion of provability within a system could be expressed purely in terms of arithmetical functions that operate on Goedel numbers of sentences of the system. Therefore, the system, which can prove certain facts about numbers, can also indirectly prove facts about its own statements, provided that it is effectively generated. Questions about the provability of statements within the system are represented as questions about the arithmetical properties of numbers themselves, which would be decidable by the system if it were complete. Thus, although the Goedel sentence refers indirectly to sentences of the system F, when read as an arithmetical statement the Goedel sentence directly refers only to natural numbers. It asserts that no natural number has a particular property, where that property is given by a primitive recursive relation (Smith 2007, p. 141). As such, the Goedel sentence can be written in the language of arithmetic with a simple syntactic form. In particular, it can be expressed as a formula in the language of arithmetic consisting of a number of leading universal quantifiers followed by a quantifier-free body (these formulas are at level [MATH: <semantics> <mrow class="MJX-TeXAtom-ORD"> <mstyle displaystyle="true" scriptlevel="0"> <msubsup> <mi mathvariant="normal">P</mi> <mrow class="MJX-TeXAtom-ORD"> <mn>1</mn> </mrow> <mrow class="MJX-TeXAtom-ORD"> <mn>0</mn> </mrow> </msubsup> </mstyle> </mrow> <annotation encoding="application/x-tex">{\displaystyle \Pi _{1}^{0}}</annotation> </semantics> :MATH] \Pi _{1}^{0} of the arithmetical hierarchy). Via the MRDP theorem, the Goedel sentence can be re-written as a statement that a particular polynomial in many variables with integer coefficients never takes the value zero when integers are substituted for its variables (Franzen 2005, p. 71). Truth of the Goedel sentence[edit] The first incompleteness theorem shows that the Goedel sentence G[F] of an appropriate formal theory F is unprovable in F. Because, when interpreted as a statement about arithmetic, this unprovability is exactly what the sentence (indirectly) asserts, the Goedel sentence is, in fact, true (Smorynski 1977, p. 825; also see Franzen 2005, pp. 28-33). For this reason, the sentence G[F] is often said to be "true but unprovable." (Raatikainen 2015) harv error: no target: CITEREFRaatikainen2015 (help). However, since the Goedel sentence cannot itself formally specify its intended interpretation, the truth of the sentence G[F] may only be arrived at via a meta-analysis from outside the system. In general, this meta-analysis can be carried out within the weak formal system known as primitive recursive arithmetic, which proves the implication Con(F)->G[F], where Con(F) is a canonical sentence asserting the consistency of F (Smorynski 1977, p. 840, Kikuchi & Tanaka 1994, p. 403). Although the Goedel sentence of a consistent theory is true as a statement about the intended interpretation of arithmetic, the Goedel sentence will be false in some nonstandard models of arithmetic, as a consequence of Goedel's completeness theorem (Franzen 2005, p. 135). That theorem shows that, when a sentence is independent of a theory, the theory will have models in which the sentence is true and models in which the sentence is false. As described earlier, the Goedel sentence of a system F is an arithmetical statement which claims that no number exists with a particular property. The incompleteness theorem shows that this claim will be independent of the system F, and the truth of the Goedel sentence follows from the fact that no standard natural number has the property in question. Any model in which the Goedel sentence is false must contain some element which satisfies the property within that model. Such a model must be "nonstandard" - it must contain elements that do not correspond to any standard natural number (Raatikainen 2015 harvnb error: no target: CITEREFRaatikainen2015 (help), Franzen 2005, p. 135). Relationship with the liar paradox[edit] Goedel specifically cites Richard's paradox and the liar paradox as semantical analogues to his syntactical incompleteness result in the introductory section of "On Formally Undecidable Propositions in Principia Mathematica and Related Systems I". The liar paradox is the sentence "This sentence is false." An analysis of the liar sentence shows that it cannot be true (for then, as it asserts, it is false), nor can it be false (for then, it is true). A Goedel sentence G for a system F makes a similar assertion to the liar sentence, but with truth replaced by provability: G says "G is not provable in the system F." The analysis of the truth and provability of G is a formalized version of the analysis of the truth of the liar sentence. It is not possible to replace "not provable" with "false" in a Goedel sentence because the predicate "Q is the Goedel number of a false formula" cannot be represented as a formula of arithmetic. This result, known as Tarski's undefinability theorem, was discovered independently both by Goedel, when he was working on the proof of the incompleteness theorem, and by the theorem's namesake, Alfred Tarski. Extensions of Goedel's original result[edit] Compared to the theorems stated in Goedel's 1931 paper, many contemporary statements of the incompleteness theorems are more general in two ways. These generalized statements are phrased to apply to a broader class of systems, and they are phrased to incorporate weaker consistency assumptions. Goedel demonstrated the incompleteness of the system of Principia Mathematica, a particular system of arithmetic, but a parallel demonstration could be given for any effective system of a certain expressiveness. Goedel commented on this fact in the introduction to his paper, but restricted the proof to one system for concreteness. In modern statements of the theorem, it is common to state the effectiveness and expressiveness conditions as hypotheses for the incompleteness theorem, so that it is not limited to any particular formal system. The terminology used to state these conditions was not yet developed in 1931 when Goedel published his results. Goedel's original statement and proof of the incompleteness theorem requires the assumption that the system is not just consistent but w-consistent. A system is w-consistent if it is not w-inconsistent, and is w-inconsistent if there is a predicate P such that for every specific natural number m the system proves ~P(m), and yet the system also proves that there exists a natural number n such that P(n). That is, the system says that a number with property P exists while denying that it has any specific value. The w-consistency of a system implies its consistency, but consistency does not imply w-consistency. J. Barkley Rosser (1936) strengthened the incompleteness theorem by finding a variation of the proof (Rosser's trick) that only requires the system to be consistent, rather than w-consistent. This is mostly of technical interest, because all true formal theories of arithmetic (theories whose axioms are all true statements about natural numbers) are w-consistent, and thus Goedel's theorem as originally stated applies to them. The stronger version of the incompleteness theorem that only assumes consistency, rather than w-consistency, is now commonly known as Goedel's incompleteness theorem and as the Goedel-Rosser theorem. Second incompleteness theorem[edit] For each formal system F containing basic arithmetic, it is possible to canonically define a formula Cons(F) expressing the consistency of F. This formula expresses the property that "there does not exist a natural number coding a formal derivation within the system F whose conclusion is a syntactic contradiction." The syntactic contradiction is often taken to be "0=1", in which case Cons(F) states "there is no natural number that codes a derivation of '0=1' from the axioms of F." Goedel's second incompleteness theorem shows that, under general assumptions, this canonical consistency statement Cons(F) will not be provable in F. The theorem first appeared as "Theorem XI" in Goedel's 1931 paper "On Formally Undecidable Propositions in Principia Mathematica and Related Systems I". In the following statement, the term "formalized system" also includes an assumption that F is effectively axiomatized. Second Incompleteness Theorem: "For any consistent system F within which a certain amount of elementary arithmetic can be carried out, the consistency of F cannot be proved in F itself." (Raatikainen 2020) can also be written as "Assume F is a consistent formalized system which contains elementary arithmetic. Then [MATH: <semantics> <mrow class="MJX-TeXAtom-ORD"> <mstyle displaystyle="true" scriptlevel="0"> <mi>F</mi> <mo> !PROVES </mo> <mrow class="MJX-TeXAtom-ORD"> <mtext>Cons</mtext> </mrow> <mo stretchy="false">(</mo> <mi>F</mi> <mo stretchy="false">)</mo> </mstyle> </mrow> <annotation encoding="application/x-tex">{\displaystyle F\not \vdash {\text{Cons}}(F)}</annotation> </semantics> :MATH] {\displaystyle F\not \vdash {\text{Cons}}(F)} ." (Raatikainen 2020) (Then F does not prove consistency of F) This theorem is stronger than the first incompleteness theorem because the statement constructed in the first incompleteness theorem does not directly express the consistency of the system. The proof of the second incompleteness theorem is obtained by formalizing the proof of the first incompleteness theorem within the system F itself. Expressing consistency[edit] There is a technical subtlety in the second incompleteness theorem regarding the method of expressing the consistency of F as a formula in the language of F. There are many ways to express the consistency of a system, and not all of them lead to the same result. The formula Cons(F) from the second incompleteness theorem is a particular expression of consistency. Other formalizations of the claim that F is consistent may be inequivalent in F, and some may even be provable. For example, first-order Peano arithmetic (PA) can prove that "the largest consistent subset of PA" is consistent. But, because PA is consistent, the largest consistent subset of PA is just PA, so in this sense PA "proves that it is consistent". What PA does not prove is that the largest consistent subset of PA is, in fact, the whole of PA. (The term "largest consistent subset of PA" is meant here to be the largest consistent initial segment of the axioms of PA under some particular effective enumeration.) The Hilbert-Bernays conditions[edit] The standard proof of the second incompleteness theorem assumes that the provability predicate Prov[A](P) satisfies the Hilbert-Bernays provability conditions. Letting #(P) represent the Goedel number of a formula P, the provability conditions say: 1. If F proves P, then F proves Prov[A](#(P)). 2. F proves 1.; that is, F proves Prov[A](#(P)) -> Prov[A](#(Prov[A](#(P)))). 3. F proves Prov[A](#(P -> Q)) AND Prov[A](#(P)) -> Prov[A](#(Q)) (analogue of modus ponens). There are systems, such as Robinson arithmetic, which are strong enough to meet the assumptions of the first incompleteness theorem, but which do not prove the Hilbert-Bernays conditions. Peano arithmetic, however, is strong enough to verify these conditions, as are all theories stronger than Peano arithmetic. Implications for consistency proofs[edit] Goedel's second incompleteness theorem also implies that a system F[1] satisfying the technical conditions outlined above cannot prove the consistency of any system F[2] that proves the consistency of F[1]. This is because such a system F[1] can prove that if F[2] proves the consistency of F[1], then F[1] is in fact consistent. For the claim that F[1] is consistent has form "for all numbers n, n has the decidable property of not being a code for a proof of contradiction in F[1]". If F[1] were in fact inconsistent, then F[2] would prove for some n that n is the code of a contradiction in F[1]. But if F[2] also proved that F[1] is consistent (that is, that there is no such n), then it would itself be inconsistent. This reasoning can be formalized in F[1] to show that if F[2] is consistent, then F[1] is consistent. Since, by second incompleteness theorem, F[1] does not prove its consistency, it cannot prove the consistency of F[2] either. This corollary of the second incompleteness theorem shows that there is no hope of proving, for example, the consistency of Peano arithmetic using any finitistic means that can be formalized in a system the consistency of which is provable in Peano arithmetic (PA). For example, the system of primitive recursive arithmetic (PRA), which is widely accepted as an accurate formalization of finitistic mathematics, is provably consistent in PA. Thus PRA cannot prove the consistency of PA. This fact is generally seen to imply that Hilbert's program, which aimed to justify the use of "ideal" (infinitistic) mathematical principles in the proofs of "real" (finitistic) mathematical statements by giving a finitistic proof that the ideal principles are consistent, cannot be carried out (Franzen 2005, p. 106). The corollary also indicates the epistemological relevance of the second incompleteness theorem. It would actually provide no interesting information if a system F proved its consistency. This is because inconsistent theories prove everything, including their consistency. Thus a consistency proof of F in F would give us no clue as to whether F really is consistent; no doubts about the consistency of F would be resolved by such a consistency proof. The interest in consistency proofs lies in the possibility of proving the consistency of a system F in some system F' that is in some sense less doubtful than F itself, for example weaker than F. For many naturally occurring theories F and F', such as F = Zermelo-Fraenkel set theory and F' = primitive recursive arithmetic, the consistency of F' is provable in F, and thus F' cannot prove the consistency of F by the above corollary of the second incompleteness theorem. The second incompleteness theorem does not rule out altogether the possibility of proving the consistency of some theory T, only doing so in a theory that T itself can prove to be consistent. For example, Gerhard Gentzen proved the consistency of Peano arithmetic in a different system that includes an axiom asserting that the ordinal called e[0] is wellfounded; see Gentzen's consistency proof. Gentzen's theorem spurred the development of ordinal analysis in proof theory. Examples of undecidable statements[edit] See also: List of statements independent of ZFC There are two distinct senses of the word "undecidable" in mathematics and computer science. The first of these is the proof-theoretic sense used in relation to Goedel's theorems, that of a statement being neither provable nor refutable in a specified deductive system. The second sense, which will not be discussed here, is used in relation to computability theory and applies not to statements but to decision problems, which are countably infinite sets of questions each requiring a yes or no answer. Such a problem is said to be undecidable if there is no computable function that correctly answers every question in the problem set (see undecidable problem). Because of the two meanings of the word undecidable, the term independent is sometimes used instead of undecidable for the "neither provable nor refutable" sense. Undecidability of a statement in a particular deductive system does not, in and of itself, address the question of whether the truth value of the statement is well-defined, or whether it can be determined by other means. Undecidability only implies that the particular deductive system being considered does not prove the truth or falsity of the statement. Whether there exist so-called "absolutely undecidable" statements, whose truth value can never be known or is ill-specified, is a controversial point in the philosophy of mathematics. The combined work of Goedel and Paul Cohen has given two concrete examples of undecidable statements (in the first sense of the term): The continuum hypothesis can neither be proved nor refuted in ZFC (the standard axiomatization of set theory), and the axiom of choice can neither be proved nor refuted in ZF (which is all the ZFC axioms except the axiom of choice). These results do not require the incompleteness theorem. Goedel proved in 1940 that neither of these statements could be disproved in ZF or ZFC set theory. In the 1960s, Cohen proved that neither is provable from ZF, and the continuum hypothesis cannot be proved from ZFC. In 1973, Saharon Shelah showed that the Whitehead problem in group theory is undecidable, in the first sense of the term, in standard set theory.^[2] Gregory Chaitin produced undecidable statements in algorithmic information theory and proved another incompleteness theorem in that setting. Chaitin's incompleteness theorem states that for any system that can represent enough arithmetic, there is an upper bound c such that no specific number can be proved in that system to have Kolmogorov complexity greater than c. While Goedel's theorem is related to the liar paradox, Chaitin's result is related to Berry's paradox. Undecidable statements provable in larger systems[edit] These are natural mathematical equivalents of the Goedel "true but undecidable" sentence. They can be proved in a larger system which is generally accepted as a valid form of reasoning, but are undecidable in a more limited system such as Peano Arithmetic. In 1977, Paris and Harrington proved that the Paris-Harrington principle, a version of the infinite Ramsey theorem, is undecidable in (first-order) Peano arithmetic, but can be proved in the stronger system of second-order arithmetic. Kirby and Paris later showed that Goodstein's theorem, a statement about sequences of natural numbers somewhat simpler than the Paris-Harrington principle, is also undecidable in Peano arithmetic. Kruskal's tree theorem, which has applications in computer science, is also undecidable from Peano arithmetic but provable in set theory. In fact Kruskal's tree theorem (or its finite form) is undecidable in a much stronger system codifying the principles acceptable based on a philosophy of mathematics called predicativism. The related but more general graph minor theorem (2003) has consequences for computational complexity theory. Relationship with computability[edit] See also: Halting problem S: Goedel's incompleteness theorems The incompleteness theorem is closely related to several results about undecidable sets in recursion theory. Stephen Cole Kleene (1943) presented a proof of Goedel's incompleteness theorem using basic results of computability theory. One such result shows that the halting problem is undecidable: there is no computer program that can correctly determine, given any program P as input, whether P eventually halts when run with a particular given input. Kleene showed that the existence of a complete effective system of arithmetic with certain consistency properties would force the halting problem to be decidable, a contradiction. This method of proof has also been presented by Shoenfield (1967, p. 132) harvtxt error: no target: CITEREFShoenfield1967 (help); Charlesworth (1980) harvtxt error: no target: CITEREFCharlesworth1980 (help); and Hopcroft & Ullman (1979) harvtxt error: no target: CITEREFHopcroftUllman1979 (help). Franzen (2005, p. 73) explains how Matiyasevich's solution to Hilbert's 10th problem can be used to obtain a proof to Goedel's first incompleteness theorem. Matiyasevich proved that there is no algorithm that, given a multivariate polynomial p(x[1], x[2],...,x[k]) with integer coefficients, determines whether there is an integer solution to the equation p = 0. Because polynomials with integer coefficients, and integers themselves, are directly expressible in the language of arithmetic, if a multivariate integer polynomial equation p = 0 does have a solution in the integers then any sufficiently strong system of arithmetic T will prove this. Moreover, if the system T is w-consistent, then it will never prove that a particular polynomial equation has a solution when in fact there is no solution in the integers. Thus, if T were complete and w-consistent, it would be possible to determine algorithmically whether a polynomial equation has a solution by merely enumerating proofs of T until either "p has a solution" or "p has no solution" is found, in contradiction to Matiyasevich's theorem. Hence it follows that T cannot be w-consistent and complete. Moreover, for each consistent effectively generated system T, it is possible to effectively generate a multivariate polynomial p over the integers such that the equation p = 0 has no solutions over the integers, but the lack of solutions cannot be proved in T (Davis 2006, p. 416; Jones 1980 harvnb error: no target: CITEREFJones1980 (help)). Smorynski (1977, p. 842) harvtxt error: no target: CITEREFSmorynski1977 (help) shows how the existence of recursively inseparable sets can be used to prove the first incompleteness theorem. This proof is often extended to show that systems such as Peano arithmetic are essentially undecidable (see Kleene 1967, p. 274 harvnb error: no target: CITEREFKleene1967 (help)). Chaitin's incompleteness theorem gives a different method of producing independent sentences, based on Kolmogorov complexity. Like the proof presented by Kleene that was mentioned above, Chaitin's theorem only applies to theories with the additional property that all their axioms are true in the standard model of the natural numbers. Goedel's incompleteness theorem is distinguished by its applicability to consistent theories that nonetheless include statements that are false in the standard model; these theories are known as w-inconsistent. Proof sketch for the first theorem[edit] Main article: Proof sketch for Goedel's first incompleteness theorem The proof by contradiction has three essential parts. To begin, choose a formal system that meets the proposed criteria: 1. Statements in the system can be represented by natural numbers (known as Goedel numbers). The significance of this is that properties of statements--such as their truth and falsehood--will be equivalent to determining whether their Goedel numbers have certain properties, and that properties of the statements can therefore be demonstrated by examining their Goedel numbers. This part culminates in the construction of a formula expressing the idea that "statement S is provable in the system" (which can be applied to any statement "S" in the system). 2. In the formal system it is possible to construct a number whose matching statement, when interpreted, is self-referential and essentially says that it (i.e. the statement itself) is unprovable. This is done using a technique called "diagonalization" (so-called because of its origins as Cantor's diagonal argument). 3. Within the formal system this statement permits a demonstration that it is neither provable nor disprovable in the system, and therefore the system cannot in fact be w-consistent. Hence the original assumption that the proposed system met the criteria is false. Arithmetization of syntax[edit] The main problem in fleshing out the proof described above is that it seems at first that to construct a statement p that is equivalent to "p cannot be proved", p would somehow have to contain a reference to p, which could easily give rise to an infinite regress. Goedel's technique is to show that statements can be matched with numbers (often called the arithmetization of syntax) in such a way that "proving a statement" can be replaced with "testing whether a number has a given property". This allows a self-referential formula to be constructed in a way that avoids any infinite regress of definitions. The same technique was later used by Alan Turing in his work on the Entscheidungsproblem. In simple terms, a method can be devised so that every formula or statement that can be formulated in the system gets a unique number, called its Goedel number, in such a way that it is possible to mechanically convert back and forth between formulas and Goedel numbers. The numbers involved might be very long indeed (in terms of number of digits), but this is not a barrier; all that matters is that such numbers can be constructed. A simple example is how English can be stored as a sequence of numbers for each letter and then combined into a single larger number: + The word hello is encoded as 104-101-108-108-111 in ASCII, which can be converted into the number 104101108108111. + The logical statement x=y => y=x is encoded as 120-061-121-032-061-062-032-121-061-120 in ASCII, which can be converted into the number 120061121032061062032121061120. In principle, proving a statement true or false can be shown to be equivalent to proving that the number matching the statement does or doesn't have a given property. Because the formal system is strong enough to support reasoning about numbers in general, it can support reasoning about numbers that represent formulae and statements as well. Crucially, because the system can support reasoning about properties of numbers, the results are equivalent to reasoning about provability of their equivalent statements. Construction of a statement about "provability"[edit] Having shown that in principle the system can indirectly make statements about provability, by analyzing properties of those numbers representing statements it is now possible to show how to create a statement that actually does this. A formula F(x) that contains exactly one free variable x is called a statement form or class-sign. As soon as x is replaced by a specific number, the statement form turns into a bona fide statement, and it is then either provable in the system, or not. For certain formulas one can show that for every natural number n, [MATH: <semantics> <mrow class="MJX-TeXAtom-ORD"> <mstyle displaystyle="true" scriptlevel="0"> <mi>F</mi> <mo stretchy="false">(</mo> <mi>n</mi> <mo stretchy="false">)</mo> </mstyle> </mrow> <annotation encoding="application/x-tex">{\displaystyle F(n)}</annotation> </semantics> :MATH] F(n) is true if and only if it can be proved (the precise requirement in the original proof is weaker, but for the proof sketch this will suffice). In particular, this is true for every specific arithmetic operation between a finite number of natural numbers, such as "2 * 3 = 6". Statement forms themselves are not statements and therefore cannot be proved or disproved. But every statement form F(x) can be assigned a Goedel number denoted by G(F). The choice of the free variable used in the form F(x) is not relevant to the assignment of the Goedel number G(F). The notion of provability itself can also be encoded by Goedel numbers, in the following way: since a proof is a list of statements which obey certain rules, the Goedel number of a proof can be defined. Now, for every statement p, one may ask whether a number x is the Goedel number of its proof. The relation between the Goedel number of p and x, the potential Goedel number of its proof, is an arithmetical relation between two numbers. Therefore, there is a statement form Bew(y) that uses this arithmetical relation to state that a Goedel number of a proof of y exists: Bew(y) = TE x (y is the Goedel number of a formula and x is the Goedel number of a proof of the formula encoded by y). The name Bew is short for beweisbar, the German word for "provable"; this name was originally used by Goedel to denote the provability formula just described. Note that "Bew(y)" is merely an abbreviation that represents a particular, very long, formula in the original language of T; the string "Bew" itself is not claimed to be part of this language. An important feature of the formula Bew(y) is that if a statement p is provable in the system then Bew(G(p)) is also provable. This is because any proof of p would have a corresponding Goedel number, the existence of which causes Bew(G(p)) to be satisfied. Diagonalization[edit] The next step in the proof is to obtain a statement which, indirectly, asserts its own unprovability. Although Goedel constructed this statement directly, the existence of at least one such statement follows from the diagonal lemma, which says that for any sufficiently strong formal system and any statement form F there is a statement p such that the system proves p <-> F(G(p)). By letting F be the negation of Bew(x), we obtain the theorem p <-> ~Bew(G(p)) and the p defined by this roughly states that its own Goedel number is the Goedel number of an unprovable formula. The statement p is not literally equal to ~Bew(G(p)); rather, p states that if a certain calculation is performed, the resulting Goedel number will be that of an unprovable statement. But when this calculation is performed, the resulting Goedel number turns out to be the Goedel number of p itself. This is similar to the following sentence in English: ", when preceded by itself in quotes, is unprovable.", when preceded by itself in quotes, is unprovable. This sentence does not directly refer to itself, but when the stated transformation is made the original sentence is obtained as a result, and thus this sentence indirectly asserts its own unprovability. The proof of the diagonal lemma employs a similar method. Now, assume that the axiomatic system is w-consistent, and let p be the statement obtained in the previous section. If p were provable, then Bew(G(p)) would be provable, as argued above. But p asserts the negation of Bew(G(p)). Thus the system would be inconsistent, proving both a statement and its negation. This contradiction shows that p cannot be provable. If the negation of p were provable, then Bew(G(p)) would be provable (because p was constructed to be equivalent to the negation of Bew(G(p))). However, for each specific number x, x cannot be the Goedel number of the proof of p, because p is not provable (from the previous paragraph). Thus on one hand the system proves there is a number with a certain property (that it is the Goedel number of the proof of p), but on the other hand, for every specific number x, we can prove that it does not have this property. This is impossible in an w-consistent system. Thus the negation of p is not provable. Thus the statement p is undecidable in our axiomatic system: it can neither be proved nor disproved within the system. In fact, to show that p is not provable only requires the assumption that the system is consistent. The stronger assumption of w-consistency is required to show that the negation of p is not provable. Thus, if p is constructed for a particular system: * If the system is w-consistent, it can prove neither p nor its negation, and so p is undecidable. * If the system is consistent, it may have the same situation, or it may prove the negation of p. In the later case, we have a statement ("not p") which is false but provable, and the system is not w-consistent. If one tries to "add the missing axioms" to avoid the incompleteness of the system, then one has to add either p or "not p" as axioms. But then the definition of "being a Goedel number of a proof" of a statement changes. which means that the formula Bew(x) is now different. Thus when we apply the diagonal lemma to this new Bew, we obtain a new statement p, different from the previous one, which will be undecidable in the new system if it is w-consistent. Proof via Berry's paradox[edit] George Boolos (1989) sketches an alternative proof of the first incompleteness theorem that uses Berry's paradox rather than the liar paradox to construct a true but unprovable formula. A similar proof method was independently discovered by Saul Kripke (Boolos 1998, p. 383) harv error: no target: CITEREFBoolos1998 (help). Boolos's proof proceeds by constructing, for any computably enumerable set S of true sentences of arithmetic, another sentence which is true but not contained in S. This gives the first incompleteness theorem as a corollary. According to Boolos, this proof is interesting because it provides a "different sort of reason" for the incompleteness of effective, consistent theories of arithmetic (Boolos 1998, p. 388) harv error: no target: CITEREFBoolos1998 (help). Computer verified proofs[edit] See also: Automated theorem proving The incompleteness theorems are among a relatively small number of nontrivial theorems that have been transformed into formalized theorems that can be completely verified by proof assistant software. Goedel's original proofs of the incompleteness theorems, like most mathematical proofs, were written in natural language intended for human readers. Computer-verified proofs of versions of the first incompleteness theorem were announced by Natarajan Shankar in 1986 using Nqthm (Shankar 1994) harv error: no target: CITEREFShankar1994 (help), by Russell O'Connor in 2003 using Coq (O'Connor 2005) harv error: no target: CITEREFO'Connor2005 (help) and by John Harrison in 2009 using HOL Light (Harrison 2009) harv error: no target: CITEREFHarrison2009 (help). A computer-verified proof of both incompleteness theorems was announced by Lawrence Paulson in 2013 using Isabelle (Paulson 2014) harv error: no target: CITEREFPaulson2014 (help). Proof sketch for the second theorem[edit] See also: Hilbert-Bernays provability conditions The main difficulty in proving the second incompleteness theorem is to show that various facts about provability used in the proof of the first incompleteness theorem can be formalized within a system S using a formal predicate P for provability. Once this is done, the second incompleteness theorem follows by formalizing the entire proof of the first incompleteness theorem within the system S itself. Let p stand for the undecidable sentence constructed above, and assume for purposes of obtaining a contradiction that the consistency of the system S can be proved from within the system S itself. This is equivalent to proving the statement "System S is consistent". Now consider the statement c, where c = "If the system S is consistent, then p is not provable". The proof of sentence c can be formalized within the system S, and therefore the statement c, "p is not provable", (or identically, "not P(p)") can be proved in the system S. Observe then, that if we can prove that the system S is consistent (ie. the statement in the hypothesis of c), then we have proved that p is not provable. But this is a contradiction since by the 1st Incompleteness Theorem, this sentence (ie. what is implied in the sentence c, ""p" is not provable") is what we construct to be unprovable. Notice that this is why we require formalizing the first Incompleteness Theorem in S: to prove the 2nd Incompleteness Theorem, we obtain a contradiction with the 1st Incompleteness Theorem which can do only by showing that the theorem holds in S. So we cannot prove that the system S is consistent. And the 2nd Incompleteness Theorem statement follows. Discussion and implications[edit] The incompleteness results affect the philosophy of mathematics, particularly versions of formalism, which use a single system of formal logic to define their principles. Consequences for logicism and Hilbert's second problem[edit] The incompleteness theorem is sometimes thought to have severe consequences for the program of logicism proposed by Gottlob Frege and Bertrand Russell, which aimed to define the natural numbers in terms of logic (Hellman 1981, pp. 451-468) harv error: no target: CITEREFHellman1981 (help). Bob Hale and Crispin Wright argue that it is not a problem for logicism because the incompleteness theorems apply equally to first order logic as they do to arithmetic. They argue that only those who believe that the natural numbers are to be defined in terms of first order logic have this problem. Many logicians believe that Goedel's incompleteness theorems struck a fatal blow to David Hilbert's second problem, which asked for a finitary consistency proof for mathematics. The second incompleteness theorem, in particular, is often viewed as making the problem impossible. Not all mathematicians agree with this analysis, however, and the status of Hilbert's second problem is not yet decided (see "Modern viewpoints on the status of the problem"). Minds and machines[edit] Main article: Mechanism (philosophy) S: Goedelian arguments Authors including the philosopher J. R. Lucas and physicist Roger Penrose have debated what, if anything, Goedel's incompleteness theorems imply about human intelligence. Much of the debate centers on whether the human mind is equivalent to a Turing machine, or by the Church-Turing thesis, any finite machine at all. If it is, and if the machine is consistent, then Goedel's incompleteness theorems would apply to it. Hilary Putnam (1960) suggested that while Goedel's theorems cannot be applied to humans, since they make mistakes and are therefore inconsistent, it may be applied to the human faculty of science or mathematics in general. Assuming that it is consistent, either its consistency cannot be proved or it cannot be represented by a Turing machine. Avi Wigderson (2010) has proposed that the concept of mathematical "knowability" should be based on computational complexity rather than logical decidability. He writes that "when knowability is interpreted by modern standards, namely via computational complexity, the Goedel phenomena are very much with us." Douglas Hofstadter, in his books Goedel, Escher, Bach and I Am a Strange Loop, cites Goedel's theorems as an example of what he calls a strange loop, a hierarchical, self-referential structure existing within an axiomatic formal system. He argues that this is the same kind of structure which gives rise to consciousness, the sense of "I", in the human mind. While the self-reference in Goedel's theorem comes from the Goedel sentence asserting its own unprovability within the formal system of Principia Mathematica, the self-reference in the human mind comes from the way in which the brain abstracts and categorises stimuli into "symbols", or groups of neurons which respond to concepts, in what is effectively also a formal system, eventually giving rise to symbols modelling the concept of the very entity doing the perception. Hofstadter argues that a strange loop in a sufficiently complex formal system can give rise to a "downward" or "upside-down" causality, a situation in which the normal hierarchy of cause-and-effect is flipped upside-down. In the case of Goedel's theorem, this manifests, in short, as the following: "Merely from knowing the formula's meaning, one can infer its truth or falsity without any effort to derive it in the old-fashioned way, which requires one to trudge methodically "upwards" from the axioms. This is not just peculiar; it is astonishing. Normally, one cannot merely look at what a mathematical conjecture says and simply appeal to the content of that statement on its own to deduce whether the statement is true or false." (I Am a Strange Loop.)^[3] In the case of the mind, a far more complex formal system, this "downward causality" manifests, in Hofstadter's view, as the ineffable human instinct that the causality of our minds lies on the high level of desires, concepts, personalities, thoughts and ideas, rather than on the low level of interactions between neurons or even fundamental particles, even though according to physics the latter seems to possess the causal power. "There is thus a curious upside-downness to our normal human way of perceiving the world: we are built to perceive "big stuff" rather than "small stuff", even though the domain of the tiny seems to be where the actual motors driving reality reside." (I Am a Strange Loop.)^[3] Paraconsistent logic[edit] Although Goedel's theorems are usually studied in the context of classical logic, they also have a role in the study of paraconsistent logic and of inherently contradictory statements (dialetheia). Graham Priest (1984, 2006) argues that replacing the notion of formal proof in Goedel's theorem with the usual notion of informal proof can be used to show that naive mathematics is inconsistent, and uses this as evidence for dialetheism. The cause of this inconsistency is the inclusion of a truth predicate for a system within the language of the system (Priest 2006, p. 47) harv error: no target: CITEREFPriest2006 (help). Stewart Shapiro (2002) gives a more mixed appraisal of the applications of Goedel's theorems to dialetheism. Appeals to the incompleteness theorems in other fields[edit] Appeals and analogies are sometimes made to the incompleteness theorems in support of arguments that go beyond mathematics and logic. Several authors have commented negatively on such extensions and interpretations, including Torkel Franzen (2005); Panu Raatikainen (2005); Alan Sokal and Jean Bricmont (1999); and Ophelia Benson and Jeremy Stangroom (2006). Bricmont & Stangroom (2006, p. 10) harvtxt error: no target: CITEREFBricmontStangroom2006 (help), for example, quote from Rebecca Goldstein's comments on the disparity between Goedel's avowed Platonism and the anti-realist uses to which his ideas are sometimes put. Sokal & Bricmont (1999, p. 187) harvtxt error: no target: CITEREFSokalBricmont1999 (help) criticize Regis Debray's invocation of the theorem in the context of sociology; Debray has defended this use as metaphorical (ibid.). History[edit] After Goedel published his proof of the completeness theorem as his doctoral thesis in 1929, he turned to a second problem for his habilitation. His original goal was to obtain a positive solution to Hilbert's second problem (Dawson 1997, p. 63). At the time, theories of the natural numbers and real numbers similar to second-order arithmetic were known as "analysis", while theories of the natural numbers alone were known as "arithmetic". Goedel was not the only person working on the consistency problem. Ackermann had published a flawed consistency proof for analysis in 1925, in which he attempted to use the method of e-substitution originally developed by Hilbert. Later that year, von Neumann was able to correct the proof for a system of arithmetic without any axioms of induction. By 1928, Ackermann had communicated a modified proof to Bernays; this modified proof led Hilbert to announce his belief in 1929 that the consistency of arithmetic had been demonstrated and that a consistency proof of analysis would likely soon follow. After the publication of the incompleteness theorems showed that Ackermann's modified proof must be erroneous, von Neumann produced a concrete example showing that its main technique was unsound (Zach 2007, p. 418; Zach 2003, p. 33). In the course of his research, Goedel discovered that although a sentence which asserts its own falsehood leads to paradox, a sentence that asserts its own non-provability does not. In particular, Goedel was aware of the result now called Tarski's indefinability theorem, although he never published it. Goedel announced his first incompleteness theorem to Carnap, Feigel and Waismann on August 26, 1930; all four would attend the Second Conference on the Epistemology of the Exact Sciences, a key conference in Koenigsberg the following week. Announcement[edit] The 1930 Koenigsberg conference was a joint meeting of three academic societies, with many of the key logicians of the time in attendance. Carnap, Heyting, and von Neumann delivered one-hour addresses on the mathematical philosophies of logicism, intuitionism, and formalism, respectively (Dawson 1996, p. 69). The conference also included Hilbert's retirement address, as he was leaving his position at the University of Goettingen. Hilbert used the speech to argue his belief that all mathematical problems can be solved. He ended his address by saying, For the mathematician there is no Ignorabimus, and, in my opinion, not at all for natural science either. ... The true reason why [no one] has succeeded in finding an unsolvable problem is, in my opinion, that there is no unsolvable problem. In contrast to the foolish Ignorabimus, our credo avers: We must know. We shall know! This speech quickly became known as a summary of Hilbert's beliefs on mathematics (its final six words, "Wir muessen wissen. Wir werden wissen!", were used as Hilbert's epitaph in 1943). Although Goedel was likely in attendance for Hilbert's address, the two never met face to face (Dawson 1996, p. 72). Goedel announced his first incompleteness theorem at a roundtable discussion session on the third day of the conference. The announcement drew little attention apart from that of von Neumann, who pulled Goedel aside for conversation. Later that year, working independently with knowledge of the first incompleteness theorem, von Neumann obtained a proof of the second incompleteness theorem, which he announced to Goedel in a letter dated November 20, 1930 (Dawson 1996, p. 70). Goedel had independently obtained the second incompleteness theorem and included it in his submitted manuscript, which was received by Monatshefte fuer Mathematik on November 17, 1930. Goedel's paper was published in the Monatshefte in 1931 under the title "Ueber formal unentscheidbare Saetze der Principia Mathematica und verwandter Systeme I" ("On Formally Undecidable Propositions in Principia Mathematica and Related Systems I"). As the title implies, Goedel originally planned to publish a second part of the paper in the next volume of the Monatshefte; the prompt acceptance of the first paper was one reason he changed his plans (van Heijenoort 1967, page 328, footnote 68a) harv error: no target: CITEREFvan_Heijenoort1967 (help). Generalization and acceptance[edit] Goedel gave a series of lectures on his theorems at Princeton in 1933-1934 to an audience that included Church, Kleene, and Rosser. By this time, Goedel had grasped that the key property his theorems required is that the system must be effective (at the time, the term "general recursive" was used). Rosser proved in 1936 that the hypothesis of w-consistency, which was an integral part of Goedel's original proof, could be replaced by simple consistency, if the Goedel sentence was changed in an appropriate way. These developments left the incompleteness theorems in essentially their modern form. Gentzen published his consistency proof for first-order arithmetic in 1936. Hilbert accepted this proof as "finitary" although (as Goedel's theorem had already shown) it cannot be formalized within the system of arithmetic that is being proved consistent. The impact of the incompleteness theorems on Hilbert's program was quickly realized. Bernays included a full proof of the incompleteness theorems in the second volume of Grundlagen der Mathematik (1939), along with additional results of Ackermann on the e-substitution method and Gentzen's consistency proof of arithmetic. This was the first full published proof of the second incompleteness theorem. Criticisms[edit] Finsler[edit] Paul Finsler (1926) used a version of Richard's paradox to construct an expression that was false but unprovable in a particular, informal framework he had developed. Goedel was unaware of this paper when he proved the incompleteness theorems (Collected Works Vol. IV., p. 9). Finsler wrote to Goedel in 1931 to inform him about this paper, which Finsler felt had priority for an incompleteness theorem. Finsler's methods did not rely on formalized provability, and had only a superficial resemblance to Goedel's work (van Heijenoort 1967, p. 328) harv error: no target: CITEREFvan_Heijenoort1967 (help). Goedel read the paper but found it deeply flawed, and his response to Finsler laid out concerns about the lack of formalization (Dawson, p. 89 harvnb error: no target: CITEREFDawson (help)^[full citation needed]). Finsler continued to argue for his philosophy of mathematics, which eschewed formalization, for the remainder of his career. Zermelo[edit] In September 1931, Ernst Zermelo wrote to Goedel to announce what he described as an "essential gap" in Goedel's argument (Dawson, p. 76 harvnb error: no target: CITEREFDawson (help)^[full citation needed]). In October, Goedel replied with a 10-page letter (Dawson, p. 76 harvnb error: no target: CITEREFDawson (help)^[full citation needed], Grattan-Guinness, pp. 512-513 harvnb error: no target: CITEREFGrattan-Guinness (help)^[full citation needed]), where he pointed out that Zermelo mistakenly assumed that the notion of truth in a system is definable in that system (which is not true in general by Tarski's undefinability theorem). But Zermelo did not relent and published his criticisms in print with "a rather scathing paragraph on his young competitor" (Grattan-Guinness, pp. 513 harvnb error: no target: CITEREFGrattan-Guinness (help)^[full citation needed]). Goedel decided that to pursue the matter further was pointless, and Carnap agreed (Dawson, p. 77 harvnb error: no target: CITEREFDawson (help)^[full citation needed]). Much of Zermelo's subsequent work was related to logics stronger than first-order logic, with which he hoped to show both the consistency and categoricity of mathematical theories. Wittgenstein[edit] Ludwig Wittgenstein wrote several passages about the incompleteness theorems that were published posthumously in his 1953 Remarks on the Foundations of Mathematics, in particular one section sometimes called the "notorious paragraph" where he seems to confuse the notions of "true" and "provable" in Russell's system. Goedel was a member of the Vienna Circle during the period in which Wittgenstein's early ideal language philosophy and Tractatus Logico-Philosophicus dominated the circle's thinking. There has been some controversy about whether Wittgenstein misunderstood the incompleteness theorem or just expressed himself unclearly. Writings in Goedel's Nachlass express the belief that Wittgenstein misread his ideas. Multiple commentators have read Wittgenstein as misunderstanding Goedel (Rodych 2003) harv error: no target: CITEREFRodych2003 (help), although Juliet Floyd and Hilary Putnam (2000), as well as Graham Priest (2004) have provided textual readings arguing that most commentary misunderstands Wittgenstein. On their release, Bernays, Dummett, and Kreisel wrote separate reviews on Wittgenstein's remarks, all of which were extremely negative (Berto 2009, p. 208) harv error: no target: CITEREFBerto2009 (help). The unanimity of this criticism caused Wittgenstein's remarks on the incompleteness theorems to have little impact on the logic community. In 1972, Goedel stated: "Has Wittgenstein lost his mind? Does he mean it seriously? He intentionally utters trivially nonsensical statements" (Wang 1996, p. 179) harv error: no target: CITEREFWang1996 (help), and wrote to Karl Menger that Wittgenstein's comments demonstrate a misunderstanding of the incompleteness theorems writing: It is clear from the passages you cite that Wittgenstein did not understand [the first incompleteness theorem] (or pretended not to understand it). He interpreted it as a kind of logical paradox, while in fact is just the opposite, namely a mathematical theorem within an absolutely uncontroversial part of mathematics (finitary number theory or combinatorics). (Wang 1996, p. 179) harv error: no target: CITEREFWang1996 (help) Since the publication of Wittgenstein's Nachlass in 2000, a series of papers in philosophy have sought to evaluate whether the original criticism of Wittgenstein's remarks was justified. Floyd & Putnam (2000) argue that Wittgenstein had a more complete understanding of the incompleteness theorem than was previously assumed. They are particularly concerned with the interpretation of a Goedel sentence for an w-inconsistent system as actually saying "I am not provable", since the system has no models in which the provability predicate corresponds to actual provability. Rodych (2003) harvtxt error: no target: CITEREFRodych2003 (help) argues that their interpretation of Wittgenstein is not historically justified, while Bays (2004) harvtxt error: no target: CITEREFBays2004 (help) argues against Floyd and Putnam's philosophical analysis of the provability predicate. Berto (2009) harvtxt error: no target: CITEREFBerto2009 (help) explores the relationship between Wittgenstein's writing and theories of paraconsistent logic. See also[edit] * Philosophy portal * icon Mathematics portal * Goedel machine * Goedel's completeness theorem * Goedel's speed-up theorem * Goedel, Escher, Bach * Loeb's Theorem * Minds, Machines and Goedel * Non-standard model of arithmetic * Proof theory * Provability logic * Quining * Tarski's undefinability theorem * Theory of everything#Goedel's incompleteness theorem * Typographical Number Theory References[edit] Citations[edit] 1. ^ in technical terms: independent; see Continuum hypothesis#Independence from ZFC 2. ^ Shelah, Saharon (1974). "Infinite Abelian groups, Whitehead problem and some constructions". Israel Journal of Mathematics. 18 (3): 243-256. doi:10.1007/BF02757281. MR 0357114. 3. ^ ^a ^b Hofstadter, Douglas R. (2007) [2003]. "Chapter 12. On Downward Causality". I Am a Strange Loop. ISBN 978-0-465-03078-1. Articles by Goedel[edit] * Kurt Goedel, 1931, "Ueber formal unentscheidbare Saetze der Principia Mathematica und verwandter Systeme, I", Monatshefte fuer Mathematik und Physik, v. 38 n. 1, pp. 173-198. doi:10.1007/BF01700692 --, 1931, "Ueber formal unentscheidbare Saetze der Principia Mathematica und verwandter Systeme, I", in Solomon Feferman, ed., 1986. Kurt Goedel Collected works, Vol. I. Oxford University Press, pp. 144-195. ISBN 978-0195147209. The original German with a facing English translation, preceded by an introductory note by Stephen Cole Kleene. --, 1951, "Some basic theorems on the foundations of mathematics and their implications", in Solomon Feferman, ed., 1995. Kurt Goedel Collected works, Vol. III, Oxford University Press, pp. 304-323. ISBN 978-0195147223. Translations, during his lifetime, of Goedel's paper into English[edit] None of the following agree in all translated words and in typography. The typography is a serious matter, because Goedel expressly wished to emphasize "those metamathematical notions that had been defined in their usual sense before . . ." (van Heijenoort 1967, p. 595) harv error: no target: CITEREFvan_Heijenoort1967 (help). Three translations exist. Of the first John Dawson states that: "The Meltzer translation was seriously deficient and received a devastating review in the Journal of Symbolic Logic; "Goedel also complained about Braithwaite's commentary (Dawson 1997, p. 216). "Fortunately, the Meltzer translation was soon supplanted by a better one prepared by Elliott Mendelson for Martin Davis's anthology The Undecidable . . . he found the translation "not quite so good" as he had expected . . . [but because of time constraints he] agreed to its publication" (ibid). (In a footnote Dawson states that "he would regret his compliance, for the published volume was marred throughout by sloppy typography and numerous misprints" (ibid)). Dawson states that "The translation that Goedel favored was that by Jean van Heijenoort" (ibid). For the serious student another version exists as a set of lecture notes recorded by Stephen Kleene and J. B. Rosser "during lectures given by Goedel at to the Institute for Advanced Study during the spring of 1934" (cf commentary by Davis 1965, p. 39 harvnb error: no target: CITEREFDavis1965 (help) and beginning on p. 41); this version is titled "On Undecidable Propositions of Formal Mathematical Systems". In their order of publication: * B. Meltzer (translation) and R. B. Braithwaite (Introduction), 1962. On Formally Undecidable Propositions of Principia Mathematica and Related Systems, Dover Publications, New York (Dover edition 1992), ISBN 0-486-66980-7 (pbk.) This contains a useful translation of Goedel's German abbreviations on pp. 33-34. As noted above, typography, translation and commentary is suspect. Unfortunately, this translation was reprinted with all its suspect content by + Stephen Hawking editor, 2005. God Created the Integers: The Mathematical Breakthroughs That Changed History, Running Press, Philadelphia, ISBN 0-7624-1922-9. Goedel's paper appears starting on p. 1097, with Hawking's commentary starting on p. 1089. * Martin Davis editor, 1965. The Undecidable: Basic Papers on Undecidable Propositions, Unsolvable problems and Computable Functions, Raven Press, New York, no ISBN. Goedel's paper begins on page 5, preceded by one page of commentary. * Jean van Heijenoort editor, 1967, 3rd edition 1967. From Frege to Goedel: A Source Book in Mathematical Logic, 1879-1931, Harvard University Press, Cambridge Mass., ISBN 0-674-32449-8 (pbk). van Heijenoort did the translation. He states that "Professor Goedel approved the translation, which in many places was accommodated to his wishes." (p. 595). Goedel's paper begins on p. 595; van Heijenoort's commentary begins on p. 592. Martin Davis editor, 1965, ibid. "On Undecidable Propositions of Formal Mathematical Systems." A copy with Goedel's corrections of errata and Goedel's added notes begins on page 41, preceded by two pages of Davis's commentary. Until Davis included this in his volume this lecture existed only as mimeographed notes. Articles by others[edit] * George Boolos, 1989, "A New Proof of the Goedel Incompleteness Theorem", Notices of the American Mathematical Society, v, 36, pp. 388-390 and p. 676, reprinted in Boolos, 1998, Logic, Logic, and Logic, Harvard Univ. Press. ISBN 0-674-53766-1 Bernd Buldt, 2014, "The Scope of Goedel's First Incompleteness Theorem Archived 2016-03-06 at the Wayback Machine", Logica Universalis, v. 8, pp. 499-552. doi:10.1007/s11787-014-0107-3 Charlesworth, Arthur (1981). "A Proof of Godel's Theorem in Terms of Computer Programs". Mathematics Magazine. 54 (3): 109-121. doi:10.2307/2689794. JSTOR 2689794. Davis, Martin (2006). "The Incompleteness Theorem" (PDF). Notices of the AMS. 53 (4): 414. Jean van Heijenoort, 1963, "Goedel's Theorem" in Edwards, Paul, ed., Encyclopedia of Philosophy, v. 3. Macmillan, pp. 348-57. Geoffrey Hellman, 1981, "How to Goedel a Frege-Russell: Goedel's Incompleteness Theorems and Logicism", Nous, v. 15 n. 4, Special Issue on Philosophy of Mathematics, pp. 451-468. David Hilbert, 1900, "Mathematical Problems." English translation of a lecture delivered before the International Congress of Mathematicians at Paris, containing Hilbert's statement of his Second Problem. Martin Hirzel, 2000, "On formally undecidable propositions of Principia Mathematica and related systems I.." An English translation of Goedel's paper. Archived from the original. Sept. 16, 2004. Kikuchi, Makoto; Tanaka, Kazuyuki (July 1994). "On Formalization of Model-Theoretic Proofs of Goedel's Theorems". Notre Dame Journal of Formal Logic. 35 (3): 403-412. doi:10.1305/ndjfl/1040511346. MR 1326122. Stephen Cole Kleene, 1943, "Recursive predicates and quantifiers", reprinted from Transactions of the American Mathematical Society, v. 53 n. 1, pp. 41-73 in Martin Davis 1965, The Undecidable (loc. cit.) pp. 255-287. Raatikainen, Panu (2020). "Goedel's Incompleteness Theorems". Stanford Encyclopedia of Philosophy. Retrieved November 7, 2022. Raatikainen, Panu (2005). "On the philosophical relevance of Goedel's incompleteness theorems". Revue Internationale de Philosophie. 59 (4): 513-534. doi:10.3917/rip.234.0513. S2CID 52083793. John Barkley Rosser, 1936, "Extensions of some theorems of Goedel and Church", reprinted from the Journal of Symbolic Logic, v. 1 (1936) pp. 87-91, in Martin Davis 1965, The Undecidable (loc. cit.) pp. 230-235. --, 1939, "An Informal Exposition of proofs of Goedel's Theorem and Church's Theorem", Reprinted from the Journal of Symbolic Logic, v. 4 (1939) pp. 53-60, in Martin Davis 1965, The Undecidable (loc. cit.) pp. 223-230 Smorynski, C. (1977). "The incompleteness theorems". In Jon Barwise (ed.). Handbook of mathematical logic. Amsterdam: North-Holland Pub. Co. pp. 821-866. ISBN 978-0-444-86388-1. Dan E. Willard, 2001, "Self-Verifying Axiom Systems, the Incompleteness Theorem and Related Reflection Principles", Journal of Symbolic Logic, v. 66 n. 2, pp. 536-596. doi:10.2307/2695030 JSTOR 2695030 Zach, Richard (2003). "The Practice of Finitism: Epsilon Calculus and Consistency Proofs in Hilbert's Program" (PDF). Synthese. Springer Science and Business Media LLC. 137 (1): 211-259. arXiv:math/0102189. doi:10.1023/a:1026247421383. ISSN 0039-7857. S2CID 16657040. Zach, Richard (2005). "Kurt Goedel, paper on the incompleteness theorems (1931)". In Grattan-Guinness, Ivor (ed.). Landmark Writings in Western Mathematics 1640-1940. Elsevier. pp. 917-925. doi:10.1016/b978-044450871-3/50152-2. ISBN 9780444508713. Books about the theorems[edit] * Francesco Berto. There's Something about Goedel: The Complete Guide to the Incompleteness Theorem John Wiley and Sons. 2010. * Norbert Domeisen, 1990. Logik der Antinomien. Bern: Peter Lang. 142 S. 1990. ISBN 3-261-04214-1. Zbl 0724.03003. Franzen, Torkel (2005). Goedel's theorem : an incomplete guide to its use and abuse. Wellesley, MA: A K Peters. ISBN 1-56881-238-8. MR 2146326. Douglas Hofstadter, 1979. Goedel, Escher, Bach: An Eternal Golden Braid. Vintage Books. ISBN 0-465-02685-0. 1999 reprint: ISBN 0-465-02656-7. MR530196 --, 2007. I Am a Strange Loop. Basic Books. ISBN 978-0-465-03078-1. ISBN 0-465-03078-5. MR2360307 Stanley Jaki, OSB, 2005. The drama of the quantities. Real View Books. Per Lindstroem, 1997. Aspects of Incompleteness, Lecture Notes in Logic v. 10. J.R. Lucas, FBA, 1970. The Freedom of the Will. Clarendon Press, Oxford, 1970. Ernest Nagel, James Roy Newman, Douglas Hofstadter, 2002 (1958). Goedel's Proof, revised ed. ISBN 0-8147-5816-9. MR1871678 Rudy Rucker, 1995 (1982). Infinity and the Mind: The Science and Philosophy of the Infinite. Princeton Univ. Press. MR658492 Smith, Peter (2007). An introduction to Goedel's Theorems. Cambridge, U.K.: Cambridge University Press. ISBN 978-0-521-67453-9. MR 2384958. N. Shankar, 1994. Metamathematics, Machines and Goedel's Proof, Volume 38 of Cambridge tracts in theoretical computer science. ISBN 0-521-58533-3 Raymond Smullyan, 1987. Forever Undecided ISBN 0192801414 - puzzles based on undecidability in formal systems --, 1991. Godel's Incompleteness Theorems. Oxford Univ. Press. --, 1994. Diagonalization and Self-Reference. Oxford Univ. Press. MR1318913 --, 2013. The Godelian Puzzle Book: Puzzles, Paradoxes and Proofs. Courier Corporation. ISBN 978-0-486-49705-1. Hao Wang, 1997. A Logical Journey: From Goedel to Philosophy. MIT Press. ISBN 0-262-23189-1 MR1433803 Miscellaneous references[edit] * Francesco Berto, 2009, "The Goedel Paradox and Wittgenstein's Reasons" Philosophia Mathematica (III) 17. * Dawson, John W. Jr. (1996). Logical dilemmas: The life and work of Kurt Goedel. Taylor & Francis. ISBN 978-1-56881-025-6. Dawson, John W. Jr. (1997). Logical dilemmas: The life and work of Kurt Goedel. Wellesley, Massachusetts: A. K. Peters. ISBN 978-1-56881-256-4. OCLC 36104240. Rebecca Goldstein, 2005, Incompleteness: the Proof and Paradox of Kurt Goedel, W. W. Norton & Company. ISBN 0-393-05169-2 Floyd, Juliet; Putnam, Hilary (2000). "A Note on Wittgenstein's "Notorious Paragraph" about the Godel Theorem". The Journal of Philosophy. JSTOR. 97 (11): 624-632. doi:10.2307/2678455. ISSN 0022-362X. JSTOR 2678455. John Harrison, 2009, "Handbook of Practical Logic and Automated Reasoning", Cambridge University Press, ISBN 0521899575 David Hilbert and Paul Bernays, Grundlagen der Mathematik, Springer-Verlag. John Hopcroft and Jeffrey Ullman 1979, Introduction to Automata Theory, Languages, and Computation, Addison-Wesley, ISBN 0-201-02988-X James P. Jones, "Undecidable Diophantine Equations", Bulletin of the American Mathematical Society, v. 3 n. 2, 1980, pp. 859-862. Stephen Cole Kleene, 1967, Mathematical Logic. Reprinted by Dover, 2002. ISBN 0-486-42533-9 Russell O'Connor, 2005, "Essential Incompleteness of Arithmetic Verified by Coq", Lecture Notes in Computer Science v. 3603, pp. 245-260. Lawrence Paulson, 2013, "A machine-assisted proof of Goedel's incompleteness theorems for the theory of hereditarily finite sets", Review of Symbolic Logic, v. 7 n. 3, 484-498. Graham Priest, 1984, "Logic of Paradox Revisited", Journal of Philosophical Logic, v. 13,` n. 2, pp. 153-179. --, 2004, Wittgenstein's Remarks on Goedel's Theorem in Max Koelbel, ed., Wittgenstein's lasting significance, Psychology Press, pp. 207-227. --, 2006, In Contradiction: A Study of the Transconsistent, Oxford University Press, ISBN 0-19-926329-9 Hilary Putnam, 1960, Minds and Machines in Sidney Hook, ed., Dimensions of Mind: A Symposium. New York University Press. Reprinted in Anderson, A. R., ed., 1964. Minds and Machines. Prentice-Hall: 77. Wolfgang Rautenberg, 2010, A Concise Introduction to Mathematical Logic, 3rd. ed., Springer, ISBN 978-1-4419-1220-6 Victor Rodych, 2003, "Misunderstanding Goedel: New Arguments about Wittgenstein and New Remarks by Wittgenstein", Dialectica v. 57 n. 3, pp. 279-313. doi:10.1111/j.1746-8361.2003.tb00272.x Stewart Shapiro, 2002, "Incompleteness and Inconsistency", Mind, v. 111, pp 817-32. doi:10.1093/mind/111.444.817 Alan Sokal and Jean Bricmont, 1999, Fashionable Nonsense: Postmodern Intellectuals' Abuse of Science, Picador. ISBN 0-312-20407-8 Joseph R. Shoenfield (1967), Mathematical Logic. Reprinted by A.K. Peters for the Association for Symbolic Logic, 2001. ISBN 978-1-56881-135-2 Jeremy Stangroom and Ophelia Benson, Why Truth Matters, Continuum. ISBN 0-8264-9528-1 George Tourlakis, Lectures in Logic and Set Theory, Volume 1, Mathematical Logic, Cambridge University Press, 2003. ISBN 978-0-521-75373-9 Avi Wigderson, 2010, "The Goedel Phenomena in Mathematics: A Modern View", in Kurt Goedel and the Foundations of Mathematics: Horizons of Truth, Cambridge University Press. Hao Wang, 1996, A Logical Journey: From Goedel to Philosophy, The MIT Press, Cambridge MA, ISBN 0-262-23189-1. Zach, Richard (2007). "Hilbert's Program Then and Now". In Jacquette, Dale (ed.). Philosophy of logic. Handbook of the Philosophy of Science. Vol. 5. Amsterdam: Elsevier. pp. 411-447. arXiv:math/0508572. doi:10.1016/b978-044451541-4/50014-2. ISBN 978-0-444-51541-4. OCLC 162131413. S2CID 291599. External links[edit] * Godel's Incompleteness Theorems on In Our Time at the BBC * "Kurt Goedel" entry by Juliette Kennedy in the Stanford Encyclopedia of Philosophy, July 5, 2011. * "Goedel's Incompleteness Theorems" entry by Panu Raatikainen in the Stanford Encyclopedia of Philosophy, November 11, 2013. * Paraconsistent Logic S: Arithmetic and Goedel's Theorem entry in the Stanford Encyclopedia of Philosophy. * MacTutor biographies: + Kurt Goedel. Archived 2005-10-13 at the Wayback Machine + Gerhard Gentzen. * What is Mathematics:Goedel's Theorem and Around by Karlis Podnieks. An online free book. * World's shortest explanation of Goedel's theorem using a printing machine as an example. * October 2011 RadioLab episode about/including Goedel's Incompleteness theorem * "Goedel incompleteness theorem", Encyclopedia of Mathematics, EMS Press, 2001 [1994] How Goedel's Proof Works by Natalie Wolchover, Quanta Magazine, July 14, 2020. 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